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The AI Playbook for SOX Compliance, Volume II: Guidance & Use Cases for AI-Driven SOX Transformation

By Casey Atwater & the Internal Audit Collective’s AI for SOX Working Group

Practical guidance from practicing SOX leaders

Proven, ready-to-deploy prompts to use across SOX

Forward-looking perspectives on External Audit reliance

DOs & DON’Ts for successfully deploying AI workflows in SOX

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eBook Preview & What You’ll Learn

Internal Audit teams with SOX responsibilities still spend too much time on SOX.

Amid increasing risk volatility, persistent resource challenges, changing stakeholder expectations, and an ever-expanding Internal Audit mandate, SOX teams’ scope and workloads keep increasing.

Fortunately, AI is the technology that will finally help SOX teams change the game — making SOX more efficient and effective, opening up crucial Internal Audit bandwidth, and helping us develop the hands-on AI experience required to provide our organizations with assurance and advisory services over AI use and governance.

This eBook, authored by Casey Atwater and the Internal Audit Collective’s AI for SOX Working Group, gives SOX teams the tools to start integrating AI into their methodology — while staying clear-eyed about the overall SOX transformation still needed.

‍Download your copy of the eBook for actionable insights and how-to guidance on:
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Understanding AI’s Impact on Your SOX Compliance Program, helping you better gauge how and where you can integrate AI into your SOX compliance program

External Auditor Reliance on AI in SOX, providing a view on the current landscape and a bold call to action for auditors to take the lead  

AI Use Cases for SOX Compliance, including six beginner prompts for process narrative/RCM creation, narrative/process harmonization, SOC 1 or IPE documentation reviews, deficiency aggregation/analysis, and more (plus six advanced prompts/agents from the Internal Audit Collective’s AI Prompt & Agent Library)

Forward-Thinking DOs and DON’Ts of AI in SOX for successfully deploying AI workflows inside your SOX methodology

Links to Additional AI Resources for SOX, including an FAQ on AI use in SOX, a proven plan for upskilling your SOX team in AI, an AI maturity framework, and more

The SOX program of the future will look very different. Start making meaningful progress on implementing AI in SOX, getting on the path to true SOX transformation. 
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